Jonathan Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Millennium Capital Partners LLP

    FRN 439327

    • [FCA CF] Client dealing (since 20 Apr 2023)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Mar 2016 to 25 Apr 2018)
    • [FCA CF] Material risk taker (7 Mar 2016 to 12 Feb 2018)
    • CF30 Customer (26 Sep 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (14 Sep 2005 to 31 Oct 2007)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (29 Sep 2010 to 11 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.