Jonathan Simon Francis

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M4 Financial Group Limited

    FRN 583474

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2025)
    • [FCA CF] Client dealing (since 14 Jul 2025)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 4 May 2016)
    • CF1 Director (AR) (21 Nov 2024 to 30 Jun 2025)
    • Appointed representative dealing with clients for which they require qualification (2 Sep 2022 to 14 Jul 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Sep 2022)
    • CF10 Compliance Oversight (14 Dec 2012 to 20 Mar 2013)
    • Responsible for Insurance Mediation (14 Dec 2012 to 30 Sep 2018)
    • CF1 Director (14 Dec 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Dec 2012 to 8 Dec 2019)
    • CF30 Customer (14 Dec 2012 to 30 Jun 2025)
  • Bevan & Buckland Wealth Management Limited (no longer approved here)

    FRN 702731

    • Employed By (27 Nov 2015 to 30 Jun 2025)

Recent activity

Updates to this individual's record on the FCA register.

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