Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Capula Investment Management LLP
FRN 433422
- [FCA CF] Material risk taker (since 12 Feb 2021)
- [FCA CF] Significant management (since 12 Feb 2021)
- CF10 Compliance Oversight (14 Dec 2016 to 14 Apr 2017)
- CF11 Money Laundering Reporting (14 Dec 2016 to 14 Apr 2017)
- CF4 Partner (6 Feb 2014 to 3 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.