Jonathan Shapiro

Last updated
1 month ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Goldman Sachs International

    FRN 142888

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [PRA CF] Managing a material risk taker (since 5 Mar 2024)
    • [FCA CF] Manager of certification employee (since 31 Dec 2016)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)

Recent activity

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