Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J S Trice Associates Ltd
FRN 995026
- (1)Employed By (since 21 Apr 2023)
-
The On-Line Partnership Limited
FRN 192638
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 9A. Advising on P2P agreements
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 6 Aug 2010)
- CF30 Customer (since 6 Aug 2010)
-
- (2)Employed By (6 Aug 2010 to 20 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.