Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (1)Employed By (since 21 Apr 2023)
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Aug 2010)
    • CF30 Customer (since 6 Aug 2010)
  • Morris Trice Associates Ltd (no longer approved here)

    FRN 528398

    • (2)Employed By (6 Aug 2010 to 20 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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