Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ASH COPSE MORTGAGES LIMITED
FRN 793773
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 9 Mar 2018)
- CF1 Director (9 Mar 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Mar 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (9 Mar 2018 to 30 Sep 2018)
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- Employed By (11 Apr 2011 to 7 Mar 2018)
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- CF21 Investment Adviser (1 Mar 2004 to 11 Jul 2005)
- CF22 Investment Adviser (Trainee) (16 Apr 2003 to 1 Mar 2004)
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- CF21 Investment Adviser (1 Mar 2004 to 11 Jul 2005)
- CF22 Investment Adviser (Trainee) (16 Apr 2003 to 1 Mar 2004)
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- Employed By (1 Dec 2001 to 14 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.