Jonathan Robert Fleet

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IFPC Limited

    FRN 144197

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (3 Jan 2011 to 8 Dec 2019)
    • CF30 Customer (11 Jul 2008 to 8 Dec 2019)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (1 Nov 2007 to 2 Apr 2008)
    • CF21 Investment Adviser (1 Mar 2005 to 31 Oct 2007)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF22 Investment Adviser (Trainee) (22 May 2003 to 12 Mar 2004)
    • CF26 Customer Trading (22 May 2003 to 12 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.