Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited (no longer approved here)

    FRN 122335

    • [PRA CF] Managing a material risk taker (12 Feb 2022 to 15 Mar 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (15 Nov 2021 to 9 Dec 2021)
    • [FCA CF] Significant management (15 Nov 2021 to 9 Dec 2021)
    • [PRA CF] Managing a material risk taker (15 Nov 2021 to 15 Mar 2022)
    • [PRA CF] Significant risk taker or Material risk taker (15 Nov 2021 to 9 Dec 2021)
    • SMF7 Group Entity Senior Manager (1 Oct 2019 to 27 Aug 2025)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (15 Nov 2021 to 9 Dec 2021)
    • [FCA CF] Manager of certification employee (15 Nov 2021 to 9 Dec 2021)
    • [FCA CF] Significant management (15 Nov 2021 to 9 Dec 2021)
    • [PRA CF] Managing a material risk taker (15 Nov 2021 to 15 Mar 2022)
    • SMF7 Group Entity Senior Manager (1 Oct 2019 to 27 Aug 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF28 Systems and controls (4 Oct 2013 to 31 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.