Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • [FCA CF] Client dealing (30 Sep 2021 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (30 Sep 2021 to 1 Mar 2024)
  • Northern Trust Global Services SE (no longer approved here)

    FRN 829966

    • [FCA CF] Client dealing (30 Sep 2021 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (30 Sep 2021 to 1 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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