Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HAWKSMOOR INVESTMENT MANAGEMENT LIMITED
FRN 472929
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- CF30 Customer (25 Apr 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.