Jonathan Richards

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jonathan Richards Financial Consultancy Ltd

    FRN 725999

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 8 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 8 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 3 Nov 2016)
    • CF30 Customer (3 Nov 2016 to 8 Dec 2019)
    • CF1 Director (3 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Nov 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (3 Nov 2016 to 30 Sep 2018)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF21 Investment Adviser (30 Apr 2004 to 3 Sep 2004)
  • Jonathan Power Associates Limited (no longer approved here)

    FRN 189868

    • (4)Employed By (10 Jul 2001 to 3 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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