Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 4 Feb 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (30 May 2006 to 31 Oct 2007)
  • Aviva Investors Global Services Limited (no longer approved here)

    FRN 119178

    • CF21 Investment Adviser (2 Oct 2003 to 31 Dec 2004)
    • CF27 Investment Management (1 Dec 2001 to 2 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.