Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
    • [FCA CF] Client dealing (since 1 Jun 2022)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 24 May 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 24 May 2022)
    • CF30 Customer (12 Apr 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 9 Jun 2011)
    • CF21 Investment Adviser (18 Apr 2006 to 31 Oct 2007)
    • CF1 Director (AR) (15 Dec 2005 to 4 Jan 2007)
    • CF22 Investment Adviser (Trainee) (15 Dec 2005 to 18 Apr 2006)
  • Form Financial Clarity Limited (no longer approved here)

    FRN 444102

    • (7)Employed By (15 Dec 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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