Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Manager of certification employee (7 May 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (21 Dec 2018 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 31 Dec 2022)
    • CF28 Systems and controls (1 Nov 2007 to 6 Mar 2016)
    • CF14 Risk Assessment (1 Nov 2004 to 1 Aug 2006)
    • CF13 Finance (17 Mar 2003 to 31 Oct 2007)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (7 May 2020 to 31 Dec 2022)
    • [FCA CF] Significant management (21 Dec 2018 to 31 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (12 Feb 2018 to 31 Dec 2022)
    • [FCA CF] Material risk taker (12 Feb 2018 to 31 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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