Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Principal Global Investors (Europe) Limited
FRN 191120
- [FCA CF] Material risk taker (since 25 Feb 2025)
- [FCA CF] Client dealing (since 25 Feb 2025)
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- [FCA CF] Manager of certification employee (1 Apr 2021 to 17 May 2024)
- [FCA CF] Functions requiring qualifications (16 Dec 2020 to 17 May 2024)
- [FCA CF] Client dealing (16 Dec 2020 to 17 May 2024)
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- CF30 Customer (4 Apr 2018 to 29 Mar 2019)
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- CF30 Customer (11 Dec 2013 to 29 Mar 2019)
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- CF27 Investment Management (29 Apr 2002 to 29 Mar 2005)
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- CF27 Investment Management (1 Dec 2001 to 29 Mar 2005)
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- CF27 Investment Management (1 Dec 2001 to 29 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.