Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Schroder Investment Management Limited
FRN 119348
- [FCA CF] Client dealing (since 1 Oct 2020)
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- [FCA CF] Client dealing (since 1 Oct 2020)
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- [FCA CF] Material risk taker (26 Sep 2022 to 18 Aug 2025)
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- CF30 Customer (26 Jan 2011 to 8 Jun 2019)
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- CF22 Investment Adviser (Trainee) (22 Sep 2003 to 31 Dec 2004)
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- CF22 Investment Adviser (Trainee) (22 Sep 2003 to 31 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.