Jonathan Philip Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 24 Jan 2018)
    • CF30 Customer (since 5 Jul 2016)
  • Chalk Farm Financial Planning Ltd

    FRN 751106

    • Employed By (since 5 Jul 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (4 Mar 2010 to 15 Oct 2010)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (11 Feb 2009 to 3 Mar 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 4 Feb 2009)
    • CF22 Investment Adviser (Trainee) (5 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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