Jonathan Peter Orton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Marex Financial
FRN 442767
- [FCA CF] Client dealing (since 15 Oct 2025)
Kyma Capital Limited (no longer approved here)
FRN 805771
- [FCA CF] Client dealing (25 Nov 2024 to 24 Jan 2025)
Imperial Capital (International) LLP (no longer approved here)
FRN 581374
- [FCA CF] Client dealing (9 Dec 2019 to 4 Aug 2021)
- CF30 Customer (10 May 2016 to 11 Feb 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (18 Jan 2011 to 5 Apr 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.