Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Connells Limited
FRN 302221
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 4 Oct 2023)
- [FCA CF] Manager of certification employee (2 Jan 2023 to 3 Oct 2023)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Jan 2023)
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- CF1 Director (AR) (29 Mar 2016 to 6 Feb 2018)
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- CF1 Director (AR) (5 Dec 2005 to 7 Jan 2019)
- CF21 Investment Adviser (5 Feb 2002 to 2 Jul 2007)
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- (16)Employed By (25 May 2005 to 7 Jan 2019)
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- (8)Employed By (5 Feb 2002 to 24 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.