Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • [FCA CF] Client dealing (24 Feb 2021 to 6 Jun 2025)
    • [FCA CF] Functions requiring qualifications (24 Feb 2021 to 6 Jun 2025)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF30 Customer (1 Nov 2007 to 21 May 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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