Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (since 28 Nov 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 May 2024 to 20 Mar 2026)
- [FCA CF] Manager of certification employee (14 Nov 2023 to 18 Jun 2024)
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NatWest Markets Plc
FRN 121882
- SMF1 Chief Executive (since 1 Oct 2024)
- [FCA CF] Client dealing (since 14 May 2019)
- [FCA CF] Manager of certification employee (28 Jul 2023 to 1 Aug 2023)
- SMF6 Head of Key Business Areas (25 May 2021 to 1 Oct 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 11 Jan 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Manager of certification employee (since 8 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (27 May 2024 to 20 Mar 2026)
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Coutts & Company
FRN 122287
- [FCA CF] Manager of certification employee (since 8 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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