Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- CF1 Director (AR) (since 23 Apr 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF21 Investment Adviser (20 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Nov 2006 to 20 Jun 2007)
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4Life Wealth Management Limited
FRN 919134
- (7)Employed By (since 10 Jan 2020)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at 4Life Wealth Management Limited
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controlled function added: (7)Employed By at 4Life Wealth Management Limited