Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Client dealing (since 1 Jul 2018)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (29 Mar 2011 to 26 Sep 2013)
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- CF30 Customer (1 Nov 2007 to 15 Oct 2010)
- CF27 Investment Management (20 Jul 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.