Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 9 Mar 2022)
    • SMF14 Senior Independent Director (14 Jun 2021 to 9 Mar 2022)
    • SMF10 Chair of the Risk Committee (since 23 Dec 2021)
    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
    • SMF10 Chair of the Risk Committee (since 9 Dec 2019)
    • CF2 Non Executive Director (24 Jul 2018 to 8 Dec 2019)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF3 Chief Executive (28 Jul 2006 to 31 Aug 2012)
    • CF8 Apportionment and Oversight (28 Jul 2006 to 31 Mar 2009)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Jul 2005 to 26 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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