Jonathan Paul Hepple

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosetta Capital Limited

    FRN 196844

    • [FCA CF] Significant management (since 1 Jan 2021)
    • [FCA CF] Client dealing (since 1 Jan 2021)
    • [FCA CF] Material risk taker (since 1 Jan 2021)
    • [FCA CF] Manager of certification employee (since 1 Jan 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (16 Jan 2009 to 21 Jul 2016)
    • CF11 Money Laundering Reporting (16 Jan 2009 to 21 Jul 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (25 Aug 2005 to 31 Oct 2007)
    • CF27 Investment Management (1 May 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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