Jonathan Paul Froggatt

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Chip Financial (Investments) Ltd (no longer approved here)
FRN 1005114
- SMF16 Compliance Oversight (1 Oct 2024 to 30 Jan 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2024 to 30 Jan 2026)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (1 Nov 2007 to 21 Dec 2007)
- CF21 Investment Adviser (12 Oct 2006 to 31 Oct 2007)
West Bromwich Financial Planning Ltd (no longer approved here)
FRN 452555
- Employed By (12 Oct 2006 to 21 Dec 2007)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF22 Investment Adviser (Trainee) (15 Aug 2002 to 5 Nov 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.