Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Principality Building Society (no longer approved here)

    FRN 155998

    • CF30 Customer (1 Nov 2007 to 30 Apr 2009)
    • CF21 Investment Adviser (23 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 May 2005 to 23 May 2006)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (4 Oct 2002 to 14 May 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.