Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- CF1 Director (AR) (since 20 Dec 2021)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 2 Sep 2013)
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Trinity WM Limited
FRN 663639
- (2)Employed By (since 19 Jan 2015)
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SWCO Financial Planning Limited
FRN 585637
- (4)Employed By (since 25 Nov 2014)
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Trinity Wealth Management Limited
FRN 206188
- (1)Employed By (since 17 Jan 2005)
- (10)Employed By (1 Dec 2001 to 24 Dec 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.