Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 20 Dec 2021)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 2 Sep 2013)
    • (2)Employed By (since 19 Jan 2015)
    • (4)Employed By (since 25 Nov 2014)
    • (1)Employed By (since 17 Jan 2005)
    • (10)Employed By (1 Dec 2001 to 24 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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