Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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EMPLOYEE BENEFITS PARTNERSHIP LTD
FRN 573661
- 4. Giving personal recommendations on retail investment products which are not broker funds
- SMF16 Compliance Oversight (since 1 Apr 2026)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Apr 2026)
- SMF3 Executive Director (since 1 Apr 2026)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Sep 2015 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.