Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (31 Aug 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Aug 2012 to 8 Dec 2019)
  • Solution Mortgages Limited (no longer approved here)

    FRN 114373

    • CF11 Money Laundering Reporting (1 Dec 2001 to 19 Jun 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 19 Jun 2003)
    • CF10 Compliance Oversight (1 Dec 2001 to 19 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.