Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Sep 2017 to 8 Dec 2019)
    • CF1 Director (11 Sep 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Sep 2017 to 8 Dec 2019)
    • CF3 Chief Executive (11 Sep 2017 to 8 Dec 2019)
    • CF30 Customer (11 Sep 2017 to 8 Dec 2019)
  • Ingenious Capital Management Limited (no longer approved here)

    FRN 562563

    • CF30 Customer (19 Jan 2012 to 4 Apr 2014)
    • CF1 Director (19 Jan 2012 to 4 Apr 2014)
  • Goldwoodshire Limited (no longer approved here)

    FRN 229138

    • CF1 Director (12 Oct 2010 to 4 Apr 2014)
  • Evelyn Partners Asset Management Limited (no longer approved here)

    FRN 223074

    • CF30 Customer (28 Feb 2008 to 6 Apr 2012)
    • CF1 Director (28 Feb 2008 to 6 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.