Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Station 12 Asset Management Limited
FRN 779914
- SMF1 Chief Executive (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- CF11 Money Laundering Reporting (11 Sep 2017 to 8 Dec 2019)
- CF1 Director (11 Sep 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (11 Sep 2017 to 8 Dec 2019)
- CF3 Chief Executive (11 Sep 2017 to 8 Dec 2019)
- CF30 Customer (11 Sep 2017 to 8 Dec 2019)
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- CF30 Customer (19 Jan 2012 to 4 Apr 2014)
- CF1 Director (19 Jan 2012 to 4 Apr 2014)
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- CF1 Director (12 Oct 2010 to 4 Apr 2014)
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- CF30 Customer (28 Feb 2008 to 6 Apr 2012)
- CF1 Director (28 Feb 2008 to 6 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.