Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF9 Chair of the Governing Body (20 Feb 2020 to 31 Mar 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
- [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
- CF11 Money Laundering Reporting (17 Nov 2011 to 21 Apr 2017)
- CF1 Director (17 Nov 2011 to 8 Dec 2019)
- CF30 Customer (17 Nov 2011 to 8 Dec 2019)
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- CF2 Non Executive Director (29 May 2013 to 6 Mar 2016)
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- CF1 Director (1 Dec 2001 to 16 Mar 2007)
- CF8 Apportionment and Oversight (1 Dec 2001 to 16 Mar 2007)
- CF3 Chief Executive (1 Dec 2001 to 16 Mar 2007)
- CF27 Investment Management (1 Dec 2001 to 16 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.