Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Principal Real Estate Limited (no longer approved here)

    FRN 564971

    • SMF9 Chair of the Governing Body (20 Feb 2020 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
    • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2021)
    • CF11 Money Laundering Reporting (17 Nov 2011 to 21 Apr 2017)
    • CF1 Director (17 Nov 2011 to 8 Dec 2019)
    • CF30 Customer (17 Nov 2011 to 8 Dec 2019)
  • Gatehouse Bank Plc (no longer approved here)

    FRN 475346

    • CF2 Non Executive Director (29 May 2013 to 6 Mar 2016)
  • PGIM LIMITED (no longer approved here)

    FRN 193418

    • CF1 Director (1 Dec 2001 to 16 Mar 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 16 Mar 2007)
    • CF3 Chief Executive (1 Dec 2001 to 16 Mar 2007)
    • CF27 Investment Management (1 Dec 2001 to 16 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.