Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 3 Apr 2023)
    • [FCA CF] Client dealing (since 3 Apr 2023)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Manager of certification employee (6 Jan 2023 to 31 Mar 2023)
    • [FCA CF] Client dealing (6 Jan 2023 to 31 Mar 2023)
  • Invesco Asset Management Limited (no longer approved here)

    FRN 122674

    • [FCA CF] Client dealing (23 Dec 2019 to 30 Dec 2022)
    • [FCA CF] Functions requiring qualifications (23 Dec 2019 to 30 Dec 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (13 Oct 2004 to 24 Feb 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (3 Mar 2003 to 22 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.