Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 15 Mar 2022)
    • [FCA CF] Material risk taker (since 17 Dec 2018)
    • [PRA CF] Significant risk taker or Material risk taker (since 17 Dec 2018)
    • [FCA CF] Client dealing (since 8 May 2017)
  • Imperial Capital (International) LLP (no longer approved here)

    FRN 581374

    • CF30 Customer (6 Jun 2016 to 28 Mar 2017)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (20 Sep 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.