Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CNFP LLP
FRN 717535
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Mar 2016 to 8 Dec 2019)
-
- CF30 Customer (10 Sep 2008 to 26 Feb 2016)
-
- Employed By (10 Sep 2008 to 26 Feb 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.