Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HBK Europe Management LLP
FRN 228223
- SMF1 Chief Executive (since 2 Nov 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Feb 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (1 Feb 2007 to 8 Dec 2019)
- CF4 Partner (10 Mar 2005 to 8 Dec 2019)
- CF27 Investment Management (28 Nov 2003 to 31 Oct 2007)
- CF21 Investment Adviser (28 Nov 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.