Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 8 Apr 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
    • SMF3 Executive Director (since 2 Mar 2020)
    • Responsible for Insurance Distribution (since 2 Mar 2020)
    • SMF16 Compliance Oversight (since 2 Mar 2020)
    • (1)Employed By (since 8 Apr 2020)
  • Harwell Protection Group Limited (no longer approved here)

    FRN 932274

    • (1)Employed By (20 Aug 2020 to 15 Dec 2025)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (25 Oct 2011 to 26 Nov 2019)
  • Anderson Harris Ltd (no longer approved here)

    FRN 565820

    • (3)Employed By (25 Oct 2011 to 26 Nov 2019)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jun 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Anderson Harris Ltd

  2. controlled function added: (3)Employed By at Anderson Harris Ltd