Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 9 Dec 2019)
    • CF29 Significant management (10 Nov 2015 to 8 Dec 2019)
    • CF30 Customer (16 Mar 2011 to 8 Dec 2019)
  • Western Asset Management Company Limited (no longer approved here)

    FRN 145930

    • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.