Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (12 Apr 2019 to 7 Aug 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (12 Apr 2019 to 7 Aug 2020)
  • PERSHING SECURITIES LIMITED (no longer approved here)

    FRN 146576

    • CF10 Compliance Oversight (16 Sep 2003 to 13 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.