Jonathan Moore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG

    FRN 150018

    • [FCA CF] Significant management (since 2 Jun 2025)
    • [FCA CF] Client dealing (since 6 Oct 2022)
    • [FCA CF] Manager of certification employee (since 6 Oct 2022)
    • [FCA CF] Algorithmic trading (since 6 Oct 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [FCA CF] Client dealing (30 Jul 2021 to 26 Aug 2022)
    • SMF3 Executive Director (13 Nov 2017 to 5 May 2022)
    • SMF18 Other Overall Responsibility (13 Nov 2017 to 31 Oct 2017)
    • [PRA CF] Managing a material risk taker (7 Mar 2016 to 26 Aug 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 26 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 26 Aug 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.