Jonathan Miles Baker

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Manager of certification employee (since 16 Jun 2021)
    • [FCA CF] Functions requiring qualifications (since 8 Jan 2019)
  • BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)

    FRN 155595

    • CF30 Customer (30 Nov 2010 to 27 Jun 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.