Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (10 Sep 2021 to 28 Apr 2025)
- [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 28 Apr 2025)
- [FCA CF] Manager of certification employee (11 Sep 2019 to 7 Nov 2019)
- CF30 Customer (1 Nov 2007 to 24 Sep 2012)
- CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
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- [PRA CF] Significant risk taker or Material risk taker (11 Sep 2019 to 7 Nov 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.