Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (10 Sep 2021 to 28 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2021 to 28 Apr 2025)
    • [FCA CF] Manager of certification employee (11 Sep 2019 to 7 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 24 Sep 2012)
    • CF21 Investment Adviser (21 Jul 2006 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (11 Sep 2019 to 7 Nov 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.