Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2022)
    • CF1 Director (AR) (1 Mar 2019 to 19 Jul 2021)
    • CF1 Director (27 Feb 2019 to 8 Dec 2019)
    • CF30 Customer (15 Oct 2008 to 19 Jul 2021)
  • Cooper Parry Wealth (TW) Limited (no longer approved here)

    FRN 712571

    • Employed By (1 Mar 2019 to 19 Jul 2021)
  • PricewaterhouseCoopers LLP (no longer approved here)

    FRN 221411

    • CF30 Customer (1 Nov 2007 to 4 Aug 2008)
    • CF21 Investment Adviser (22 May 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.