Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Cooper Parry Wealth Limited
FRN 197193
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 14 Jul 2020)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 16 Mar 2022)
- CF1 Director (AR) (1 Mar 2019 to 19 Jul 2021)
- CF1 Director (27 Feb 2019 to 8 Dec 2019)
- CF30 Customer (15 Oct 2008 to 19 Jul 2021)
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- Employed By (1 Mar 2019 to 19 Jul 2021)
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- CF30 Customer (1 Nov 2007 to 4 Aug 2008)
- CF21 Investment Adviser (22 May 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.