Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (27 Jun 2013 to 31 Oct 2017)
- CF10a CASS Oversight function (1 Oct 2011 to 7 Nov 2014)
- Responsible for Insurance Mediation (26 Mar 2009 to 8 Aug 2012)
- CF11 Money Laundering Reporting (13 Jun 2008 to 31 Oct 2017)
- CF10 Compliance Oversight (13 Jun 2008 to 31 Oct 2017)
- CF1 Director (13 Jun 2008 to 31 Oct 2017)
- CF27 Investment Management (8 Oct 2002 to 15 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.