Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
    • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2005 to 1 Oct 2009)
    • CF24 Pension Transfer Specialist (27 Jul 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (27 Jul 2004 to 1 Nov 2007)
    • CF11 Money Laundering Reporting (27 Jul 2004 to 1 Oct 2009)
    • CF10 Compliance Oversight (27 Jul 2004 to 1 Oct 2009)
    • CF1 Director (16 Jun 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (16 Jun 2004 to 31 Oct 2007)
    • CF23 Corporate Finance Adviser (16 Jun 2004 to 31 Oct 2007)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF22 Investment Adviser (Trainee) (18 Sep 2002 to 18 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.