Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • SIMF4 Chief Risk Function (7 Mar 2016 to 16 Apr 2018)
    • CF28 Systems and controls (6 Jan 2014 to 6 Mar 2016)
    • CF29 Significant management (29 Dec 2009 to 21 Nov 2011)
    • CF10 Compliance Oversight (15 Mar 2004 to 1 Sep 2008)
  • MFS INTERNATIONAL (U.K.) LIMITED (no longer approved here)

    FRN 181136

    • CF10 Compliance Oversight (24 Oct 2011 to 31 Dec 2013)
    • CF11 Money Laundering Reporting (24 Oct 2011 to 31 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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