Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SIMF4 Chief Risk Function (7 Mar 2016 to 16 Apr 2018)
- CF28 Systems and controls (6 Jan 2014 to 6 Mar 2016)
- CF29 Significant management (29 Dec 2009 to 21 Nov 2011)
- CF10 Compliance Oversight (15 Mar 2004 to 1 Sep 2008)
-
- CF10 Compliance Oversight (24 Oct 2011 to 31 Dec 2013)
- CF11 Money Laundering Reporting (24 Oct 2011 to 31 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.