Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF12 Chair of the Remuneration Committee (since 9 Apr 2024)
    • [FCA CF] Material risk taker (21 Dec 2023 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (21 Dec 2023 to 31 Dec 2024)
    • Director of firm who is not a certification employee or a SMF manager (5 Jul 2023 to 8 Apr 2024)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 26 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2005 to 31 Oct 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2004)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 26 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2005 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 1 Jul 2004)
    • CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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