Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
CREDIT SUISSE INTERNATIONAL
FRN 146702
- SMF12 Chair of the Remuneration Committee (since 9 Apr 2024)
- [FCA CF] Material risk taker (21 Dec 2023 to 31 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (21 Dec 2023 to 31 Dec 2024)
- Director of firm who is not a certification employee or a SMF manager (5 Jul 2023 to 8 Apr 2024)
-
- CF29 Significant management (1 Nov 2007 to 26 Jun 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2005 to 31 Oct 2007)
- CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2004)
-
- CF29 Significant management (1 Nov 2007 to 26 Jun 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (29 Mar 2005 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 1 Jul 2004)
- CF14 Risk Assessment (1 Dec 2001 to 1 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.