Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
- [FCA CF] Client dealing (since 2 Mar 2026)
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- Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 2 Mar 2026)
- CF30 Customer (4 Jun 2025 to 11 Mar 2026)
- CF1 Director (AR) (13 Jul 2020 to 23 May 2022)
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- Employed By (13 Jul 2020 to 11 Mar 2026)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2026)
- CF30 Customer (1 Nov 2007 to 11 Mar 2026)
- CF1 Director (AR) (9 Feb 2007 to 11 Mar 2026)
- CF21 Investment Adviser (9 Feb 2007 to 31 Oct 2007)
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- CF1 Director (AR) (31 Mar 2013 to 23 May 2022)
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- Employed By (9 Feb 2007 to 11 Mar 2026)
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- CF21 Investment Adviser (1 Feb 2006 to 9 Feb 2007)
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- CF21 Investment Adviser (20 Apr 2005 to 11 Nov 2005)
- CF22 Investment Adviser (Trainee) (13 Sep 2004 to 20 Apr 2005)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.