Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 11 Jul 2016)
    • [FCA CF] Manager of certification employee (11 Jul 2016 to 30 Jun 2021)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (28 Jan 2004 to 27 Feb 2004)
    • CF22 Investment Adviser (Trainee) (7 Jul 2003 to 28 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.