Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 11 Jul 2016)
- [FCA CF] Manager of certification employee (11 Jul 2016 to 30 Jun 2021)
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- CF21 Investment Adviser (28 Jan 2004 to 27 Feb 2004)
- CF22 Investment Adviser (Trainee) (7 Jul 2003 to 28 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.