Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Butterfield Mortgages Limited (no longer approved here)

    FRN 119274

    • CF28 Systems and controls (1 Nov 2007 to 7 Mar 2008)
    • CF14 Risk Assessment (28 Jan 2005 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (3 Jul 2003 to 7 Mar 2008)
    • CF10 Compliance Oversight (28 Apr 2003 to 7 Mar 2008)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 10 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

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